Aug 4 2025

Regulatory Compliance

Team meeting

Business Structure and Formation

  • Legal entity selection (sole proprietorship, partnership, LLC, corporation).
  • Business registration and licensing.
  • Articles of incorporation or organization.

Contracts and Agreements

  • Contract drafting and review.
  • Vendor agreements.
  • Customer agreements.
  • Employment contracts.

Intellectual Property

  • Trademarks and copyrights.
  • Patents and trade secrets.
  • IP protection strategies.

Employment Law

  • Labor laws and regulations.
  • Equal employment opportunity.
  • Wage and hour compliance.
  • Workplace safety (OSHA).

Data Privacy and Security

  • Data protection regulations (e.g., GDPR, CCPA).
  • Privacy policies.
  • Data breach response.

Industry-Specific Regulations

  • Licensing and permits.
  • Environmental regulations.
  • Health and safety standards.
  • Financial regulations (e.g., SEC, FINRA).

Tax Compliance

  • Federal, state, and local tax laws.
  • Tax filing and reporting.
  • Tax planning.

Liability and Insurance

  • Liability protection.
  • Insurance requirements.
  • Risk management.

Compliance Programs

  • Internal compliance policies.
  • Training and education.
  • Auditing and monitoring.